Privacy Policy

Dorset Peak Securities LLC respects the privacy of our customer relationships and maintains the highest standards of confidentiality. We provide this Privacy Notice to our individual customers who obtain financial products and services from us for personal, family or household purposes to inform them of the personal information we obtain and we how we maintain the confidentiality of that information.

When we conduct business with you, we will collect certain personal information, such as your name, social security number, assets, income, tax bracket and transactions you have entered with us and others, from forms and other documents you complete and provide to us. We also may receive information from consumer reporting agencies which may be used to verify the information you provide to us, for general risk management decisions and for other legitimate business purposes. We limit the collection of personal information to that which is necessary to conduct our business and to deliver products and services to you.

We consider our obligation to protect the privacy of your information as one of our primary concerns. Accordingly, we have instituted physical, electronic and procedural safeguards to protect the personal information you entrust to us.

Your personal information is utilized strictly for the purpose of conducting business with you. Dorset Peak never sells your information and does not share it with third parties except in limited circumstances where we believe in good faith that disclosure is required under law to cooperate with regulators or law enforcement authorities, perform necessary credit checks, collect or report debts owed to us, protect Dorset Peak's rights or property, or upon the reasonable request of a sponsor or provider of a transaction in which you have chosen to invest.

We will provide you with prior notice of any sharing of information with third parties.

We maintain your personal information under your name in Dorset Peak's confidential files. We have adopted procedures that prohibit our employees from accessing customer information other than on a "need-to-know" basis for legitimate business purposes. Access to each customer's information is password protected and the data systems utilized by Dorset Peak employ encryption and other well-established technologies to avoid unauthorized disclosure of that information. Employees with access to personal information may not use or disclose that information except in strict compliance with our privacy policy. We train our employees to understand and comply with the security standards and procedures we have adopted to safeguard customer information, and to recognize that they will be subject to disciplinary action if they fail to adhere to them.

If you choose to end your customer relationship with Dorset Peak, we will continue to adhere to the foregoing privacy policies. Should you have additional questions about our policy, please speak directly with your Dorset Peak representative.

For more information about our privacy policy, please contact us at [email protected].